Submission and dialogue

1. Regulatory Concept & Core Standards

This video focuses on how to submit through the appropriate route. Follow the sequence of decisions in the example rather than simply memorising a list. Notice who is involved, what information is needed and the expected result. These points help turn the content into a practice that another person can verify. A useful report enables verification. Reporters need not investigate or legally classify an offence. Describe knowledge, its source and uncertainty honestly.

Check the official recipient, form and identity conditions first. Explain formal identification needs. Advice is not necessarily a submitted report.

Apply the following rule: The Prosecutor’s Office must identify the person to grant formal whistleblower status. However, Article 3(6) provides protection, incentive and assistance measures where an initially anonymous reporter is identified and protection from adverse effects is necessary. Confidentiality covers indirect identification too. Article 9 limits disclosure and provides prior-information requirements and exceptions. Anonymity is not an absolute promise that nobody can identify a person.

2. Practical Implementation & Procedure

Read instructions, check facts, attach available material and preserve secure dialogue details. Do not leave a case open on a shared computer. Before moving on, turn this procedure into a sequence you could explain to a colleague. Identify the first check, the action that depends on its outcome and the record that allows the decision to be reconstructed. Follow the sequence on screen and identify the point where an error would change the result.

At each step, compare the information available with what is still needed for the decision. Arrange continuity when the designated worker is absent. A substitute receives only the information needed for the task, and their actions must remain verifiable.

Mark an unanswered question as a fact to verify. Identify who could confirm it and what access they actually need. A correct exercise choice alone does not show that the reasoning is understood. If the answer depends on an additional fact, state that condition explicitly.

For the workplace task, name the person who can approve the change and the person who will check that it works. Produce a concrete verifiable action, rather than only a promise to follow rules. Check effects on access rights and user information. Record questions that your organisation still needs to resolve.

3. Case Study & Compliance Action

A person receives telephone advice and assumes a formal case exists. They must check whether this was advice or an accepted report. Now read the case carefully. Separate established facts from information you would still need to confirm. Do not add motives or events that have not been described. This distinction matters when choosing a response proportionate to the information available.

The exercise is as follows: Does every advice call start the procedure? Choose an answer and write one sentence explaining it. During the pause, compare your choice with the criteria we have just considered. Also think about the material you would retain to explain the decision later.

No. Distinguish consultation from information submitted in the required manner. Check official submission instructions and acknowledgement.

One mistake to avoid is: treating advice as an automatically submitted report.

Now apply the national rule to a second decision. An initially anonymous reporter is later identified and faces pressure. Is protection impossible?

That conclusion is unjustified. Article 3(6) provides measures after an initially anonymous reporter is identified where protection against adverse effects is necessary. The Prosecutor’s Office decides formal status and needs identity for that purpose. The organisation should restrict recipients and assess pressure rather than reject the case automatically because it was initially anonymous.